Close

Brian Smith

Chief Compliance Officer, Wealth Services

Brian Smith is the Chief Compliance Officer at GreerWalker Wealth. Brian began his financial services career in 1989 and has experience in IA & BD Compliance, Financial Statement Reporting, IA and BD Sales, Practice Management, Operations, Trading, Process Improvement, Project Management, and Supervision. He has worked with Consulting Firms, Independent Investment Advisors, Broker-Dealers, Custodians, Wrap Account Platforms, TAMP’s, TPA’s and Banks. He holds Series 7, 9, 10, 24, 27, 63, 65 & 82 licenses.

Brian serves as a Board Member of Faith, Hope & Love – a Christian-based, after-school mentoring program in Charlotte, NC. He also enjoys woodworking, running, traveling, trout fishing, gardening, and helping to support international missions.

Brian lives in Tryon, NC with his wife Lisa and their ridiculous cats; Chuck, Taylor, Linus, Pepe’ and Mr. Swat.

Get In Touch With Us

Should be Empty:
Get in Touch With GreerWalker